firm profile
First Trust Advisors LP
Overview
First Trust Advisors LP is an SEC registered investment adviser based in Wheaton, IL, registered since 1991. It reports $309B in assets under management across 6,316 accounts, with 542 employees. It has 608 investment adviser representatives.
- Reported AUM
- $309B
- Discretionary
- 75%
- Accounts
- 6,316
- Average account
- $49M
- Employees
- 542
- Advisory reps
- 608
- Registered since
- 1991
- Jurisdictions
- 51
As reported in the firm's April 2026 filing.
Contact
1 phone number on file
Practice
- Services
- Client types
- Fee structure
- Other Fees, Percentage of Assets and Performance-Based Fees. Sponsors a wrap fee program.
Executive officers 3 of 8
- James Allen Bowen Chief Executive Officer CRD 1123316
- Andrew Scott Roggensack President CRD 1582059
- Daniel Joel Lindquist Managing Director CRD 2236812
5 more executive officers, with direct contact details
Advisory reps 3 of 608
- Daniel Affetto Registered Rep · Investment Adviser Rep CRD 4685977
- Daniel Michael Affetto Registered Rep · Investment Adviser Rep CRD 8293148
- Giorgio Alessandria Registered Rep · Investment Adviser Rep CRD 8297349
605 more advisory reps, with emails, phones and branch locations
Location
- Headquarters
- 120 E Liberty Dr Ste 400
Wheaton, IL 60187 - County
- DuPage
- Metro area
- Chicago-Naperville-Elgin, IL-IN-WI
- Region
- Midwest
Registrations
- SEC registered
- Registered in 51 jurisdictions
- Website: ftsma.com
Every state, with registration dates
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