Broadlake Financial Management

Overview

Broadlake Financial Management is an SEC registered investment adviser based in South Burlington, VT, registered since 1989. It reports $41M in assets under management across 1,166 accounts, with 5 employees. It has 4 investment adviser representatives.

Reported AUM

$41M

Discretionary

100%

Accounts

1,166

Average account

$351K

Employees

5

Advisory reps

4

Registered since

1989

Jurisdictions

14

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients

Client types

• Charities and Non-Profits
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Percentage of Assets

Executive officers 3 of 3

• Joseph Matthew Diebold President, Portfolio Manager, Investment Committee Member CRD 2541809
• Andrew David Murphy Chief Compliance Officer CRD 5120251
• Matthew Ames Malaney Secretary, Portfolio Manager, Investment Committee Member CRD 2088303

Advisory reps 3 of 4

• Joseph Matthew Diebold Investment Adviser Rep CRD 2541809
• Matthew Ames Malaney Investment Adviser Rep CRD 2088303
• Andrew David Murphy Investment Adviser Rep CRD 5120251

1 more advisory rep, with emails, phones and branch locations

Location

Headquarters

99 Swift St Ste 305
South Burlington, VT 05403

County

Chittenden

Metro area

Burlington-South Burlington, VT

Region

Northeast

Registrations

• SEC registered
• Registered in 14 jurisdictions
• Website: broadlakefinancial.com

Every state, with registration dates

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