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professional profile

Thomas James Mattingly

IAR Watertown, SD CRD 7780904 Last verified October 2026

Overview

Thomas James Mattingly is an investment adviser representative based in Watertown, SD, with 3 years in the industry.

Years in the industry
3
States registered
1
Exams passed
1
Current firms
1

Contact

1 phone number on file

Registrations and licenses

  • Registered in 1 state
  • Series 65

Every state, with registration and license dates

Firms

Employment history since 2023

Book and practice

Firm assets under management on file

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