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professional profile

Helen M Carroll, CFP

IAR NY CRD 4832733 Last verified October 2026

Overview

Helen M Carroll is an investment adviser representative based in NY, with 21 years in the industry.

Years in the industry
21
States registered
1
Exams passed
2
Current firms
1

Contact

2 business emails and 1 phone number on file

Registrations and licenses

  • Registered in 1 state
  • Series 63
  • Series 65

Every state, with registration and license dates

Firms

Employment history since 2005

Book and practice

Firm assets under management on file

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