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professional profile

Thomas Michael O'Connell

IAR Los Angeles, CA CRD 2529442 Last verified October 2026

Overview

Thomas Michael O'Connell is an investment adviser representative based in Los Angeles, CA, with 31 years in the industry.

Years in the industry
31
States registered
1
Exams passed
2
Current firms
1

Contact

1 phone number on file

Registrations and licenses

  • Registered in 1 state
  • Series 63
  • Series 66

Every state, with registration and license dates

Firms

Employment history since 2011

Book and practice

Firm assets under management on file

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