James Albert Rooney III

Overview

James Albert Rooney III is an investment adviser representative based in Miami, FL, with 21 years in the industry.

Years in the industry

21

States registered

1

Exams passed

2

Current firms

1

Contact

1 phone number on file

Registrations and licenses

• Registered in 1 state

• Series 63
• Series 65

Every state, with registration and license dates

Firms

• Sapient Capital LLCCurrent firm

Employment history since 2009

Book and practice

Firm assets under management on file