Skip to main content
professional profile

James Steven Smith, CFA

IAR Sioux Falls, SD CRD 1094733 Last verified October 2026

Overview

James Steven Smith is an investment adviser representative based in Sioux Falls, SD, with 34 years in the industry.

Years in the industry
34
States registered
5
Exams passed
2
Current firms
1

Contact

1 business email and 1 phone number on file

Registrations and licenses

  • Registered in 5 states
  • Series 63
  • Series 65

Every state, with registration and license dates

Firms

Employment history since 2002

Book and practice

Firm assets under management on file

request a demo

See what we have on James

We'll walk you through the full profile and how to find more people like James.

Enter your first name.

Enter your last name.

Enter a work email, like you@firm.com.

Enter your company.

Sign in Request a demo