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professional profile

Douglas James Bauer, CFP, ChFC, CLU, RHU

IAR Albany, NY CRD 1051210 Last verified October 2026

Overview

Douglas James Bauer is an investment adviser representative based in Albany, NY, with 23 years in the industry.

Years in the industry
23
States registered
2
Exams passed
2
Current firms
1

Contact

1 business email and 1 phone number on file

Registrations and licenses

  • Registered in 2 states
  • Series 63
  • Series 65

Every state, with registration and license dates

Firms

Employment history since 2021

Book and practice

Firm assets under management on file

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