Wulff, Hansen & Co.

Overview

Wulff, Hansen & Co. is a Broker Dealer and registered investment adviser based in San Rafael, CA, registered since 1936. It reports $145M in assets under management across 143 accounts, with 9 employees. Its 10 registered representatives work across 1 branch offices in 1 state.

Reported AUM

$145M

Discretionary

100%

Accounts

143

Average account

$1M

Employees

9

Registered reps

10

Branch offices

1

Registered since

1936

As reported in the firm's July 2026 filing.

Contact

1 phone number on file

Practice

Services

• Individuals or Small Business
• Other Advisory Services
• Portfolio Management for Businesses or Institutional Clients

Client types

• Charities and Non-Profits
• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Products and services

• Alternative Investments
• Corporate Bonds
• Insurance
• Inter-Dealer Markers in Corporate Securities
• Investment Advisory Services
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Funds
• Other
• Private Placements
• Retirement/Pension Products
• Securities of Non-Profit Organizations
• 4 more

Executive officers 3 of 4

• Christopher Donald Charles President, Chief Compliance Officer CRD 709131
• Kim B Tu Chief Financial Officer, Principal Operations Officer, Principal Operations Officer for Regulatory Purposes Only CRD 2047262
• Robert John Pankratz Municipal Advisor Representative, Director of Operations, Vice President CRD 6911222

1 more executive officer, with direct contact details

Registered reps 3 of 10

• Christopher Donald Charles Registered Rep · Investment Adviser Rep CRD 709131
• Benjamin Harvey Levine Registered Rep CRD 501479
• Sandra Josephine Mahurin Registered Rep CRD 4687663

7 more registered reps, with emails, phones and branch locations

Location

Headquarters

100 Smith Ranch Rd Ste 320
San Rafael, CA 94903

County

Marin

Metro area

San Francisco-Oakland-Berkeley, CA

Region

West

Branch offices

1 in 1 state

Registrations

• SEC registered, corporation formed in California
• Registered in 1 jurisdiction
• Website: wulffhansen.com

Every state, with registration dates

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