Spencer-Winston Securities Corporation

Overview

Spencer-Winston Securities Corporation is a Broker Dealer based in New York, NY, formed in 1980 in New York. Its 13 registered representatives work across 4 branch offices in 3 states.

Registered reps

13

Branch offices

4

Formed

1980

Jurisdictions

9

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Options
• Private Placements
• Securities Underwriting
• Stock
• 2 more

Executive officers 3 of 3

• Vincent Michael Bruno Chief Compliance Officer, President CRD 1845833
• Billy M Patrikios Registered Options Principal CRD 3132259
• William Edwin Rankel Financial And Operations Principal CRD 2074785

Registered reps 3 of 13

• Daniel Michael Basch Registered Rep CRD 3207946
• Vincent Michael Bruno Registered Rep CRD 1845833
• Ulderico Conte Registered Rep · Investment Adviser Rep CRD 2163160

10 more registered reps, with emails, phones and branch locations

Location

Headquarters

45 W 47th St Rm 402
New York, NY 10036

County

New York

Metro area

New York-Newark-Jersey City, NY-NJ-PA

Region

Northeast

Branch offices

4 in 3 states, including Baltimore, MD, Brooklyn, NY and Hallandale Beach, FL

Registrations

• FINRA member, corporation formed in New York
• Registered in 9 jurisdictions
• Website: spencerwinston.com

Every state, with registration dates

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