Northern Trust Securities, Inc.

Overview

Northern Trust Securities, Inc. is a Broker Dealer and registered investment adviser based in Chicago, IL, registered since 1979. It reports $1.7B in assets under management across 2,605 accounts, with 385 employees. Its 384 registered representatives work across 50 branch offices in 19 states.

Reported AUM

$1.7B

Discretionary

100%

Accounts

2,605

Average account

$638K

Employees

385

Registered reps

384

Branch offices

50

Registered since

1979

As reported in the firm's July 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Other clients

Fee structure

Fixed Fees and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Investment Advisory Services
• Kiosk Activities - Bank
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Options
• Private Placements
• Securities Underwriting
• 2 more

Executive officers 3 of 9

• Mitchell Blair Thornton Director, President CRD 2515299
• Amanda Tawney Williams Chief Compliance Officer CRD 4195897
• Anthony Joseph Peccatiello Chief Operating Officer, Chief Financial Officer CRD 5716365

6 more executive officers, with direct contact details

Registered reps 3 of 384

• Kevin P Abe Registered Rep CRD 6497607
• David Jay Abner Registered Rep CRD 2536287
• Lisa Marcus Abramowitz Registered Rep CRD 2629130

381 more registered reps, with emails, phones and branch locations

Location

Headquarters

333 S Wabash Ave
Chicago, IL 60604

County

Cook

Metro area

Chicago-Naperville-Elgin, IL-IN-WI

Region

Midwest

Branch offices

50 in 19 states, including Dallas, TX, Naples, FL and Barrington, IL

Registrations

• SEC registered, corporation formed in Delaware
• Registered in 53 jurisdictions
• Website: northerntrust.com

Every state, with registration dates

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