First Kentucky Securities Corporation

Overview

First Kentucky Securities Corporation is a Broker Dealer and registered investment adviser based in Louisville, KY, registered since 1977. It reports $566M in assets under management across 1,530 accounts, with 19 employees. Its 20 registered representatives work across 2 branch offices in 1 state.

Reported AUM

$566M

Discretionary

50%

Accounts

1,530

Average account

$37K

Employees

19

Registered reps

20

Branch offices

2

Registered since

1977

As reported in the firm's December 2025 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients
• Securities Ratings
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• Government
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees, Hourly Charges, Other Fees, Percentage of Assets and Performance-Based Fees. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Options
• 6 more

Executive officers 3 of 10

• Ryan Patrick O'Connor Chief Financial Officer, Chief Executive Officer, Branch Manager CRD 5337922
• Raymond Strand Kramer Jr Branch Manager, Municipal Securities Principal, Board Member CRD 1053345
• Ann Marie Nicholson Chief Compliance Officer CRD 2449342

7 more executive officers, with direct contact details

Registered reps 3 of 20

• William James Barker Registered Rep CRD 1137398
• Colin Ellis Cady Registered Rep · Investment Adviser Rep CRD 6874415
• Bruce Charles Corwin Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4513571

17 more registered reps, with emails, phones and branch locations

Location

Headquarters

4360 Brownsboro Rd Ste 300
Louisville, KY 40207

County

Jefferson

Metro area

Louisville/Jefferson County, KY-IN

Region

South

Branch offices

2 in 1 state, including Lexington, KY

Registrations

• SEC registered, corporation formed in Kentucky
• Registered in 46 jurisdictions
• Website: firstky.com

Every state, with registration dates

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