Mutual of Omaha Investor Services, Inc.

Overview

Mutual of Omaha Investor Services, Inc. is a Broker Dealer and registered investment adviser based in Omaha, NE, registered since 1994. It reports $32M in assets under management across 144 accounts, with 285 employees. Its 432 registered representatives work across 107 branch offices in 39 states.

Reported AUM

$32M

Discretionary

100%

Accounts

144

Average account

$222K

Employees

285

Registered reps

432

Branch offices

107

Registered since

1994

As reported in the firm's August 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees, Hourly Charges, Other Fees and Percentage of Assets

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Kiosk Activities - Bank
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Options
• 7 more

Executive officers 3 of 3

• Adam D Proskovec President, Principal Operations Officer CRD 4957628
• Evan Richard Bees Principal Financial Officer CRD 4662845
• Briana Dawn Hughes Chief Compliance Officer CRD 4268240

Registered reps 3 of 432

• John E Abney Insurance Agent · Registered Rep · Investment Adviser Rep CRD 2534789
• Rosendo Adorno-Rodriguez Registered Rep CRD 5632600
• Michael Angelo Alfieri Insurance Agent · Registered Rep CRD 2263096

429 more registered reps, with emails, phones and branch locations

Location

Headquarters

3300 Mutual of Omaha Plz
Omaha, NE 68175

County

Douglas

Metro area

Omaha-Council Bluffs, NE-IA

Region

Midwest

Branch offices

107 in 39 states, including Honolulu, HI, Sioux Falls, SD and Aurora, IL

Registrations

• SEC registered, corporation formed in Nebraska
• Registered in 53 jurisdictions
• Website: mutualofomaha.com

Every state, with registration dates

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