Moors & Cabot, Inc.

Overview

Moors & Cabot, Inc. is a Broker Dealer and registered investment adviser based in Boston, MA, registered since 1978. It reports $3.4B in assets under management across 5,074 accounts, with 121 employees. Its 122 registered representatives work across 22 branch offices in 16 states.

Reported AUM

$3.4B

Discretionary

93%

Accounts

5,074

Average account

$678K

Employees

121

Registered reps

122

Branch offices

22

Registered since

1978

As reported in the firm's July 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Commissions, Fixed Fees, Hourly Charges and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Non-Floor Activities
• Options
• 9 more

Executive officers 3 of 6

• Daniel Michael Joyce President, Chief Executive Officer, Director CRD 1060819
• Michael Christopher Hildreth Executive Vice President, Chief Financial Officer, Financial and Operations Principal CRD 2386839
• Joseph Philip Cuetara Senior Vice President of Fixed Income, Municipal Securities Principal, Senior Vice President-Fixed Income CRD 58308

3 more executive officers, with direct contact details

Registered reps 3 of 122

• Alfred Emilio Aloise Jr. Registered Rep CRD 1456028
• Ian Andrew Amberson Registered Rep · Investment Adviser Rep CRD 6912284
• Keith A Baier Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4403569

119 more registered reps, with emails, phones and branch locations

Location

Headquarters

1 Federal St Fl 19
Boston, MA 02110

County

Suffolk

Metro area

Boston-Cambridge-Newton, MA-NH

Region

Northeast

Branch offices

22 in 16 states, including Andover, MN, Annapolis, MD and Alexandria, VA

Registrations

• SEC registered, corporation formed in Massachusetts
• Registered in 53 jurisdictions
• Website: moorscabot.com

Every state, with registration dates

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