Thoroughbred Financial Services, LLC

Overview

Thoroughbred Financial Services, LLC is a Broker Dealer and registered investment adviser based in Brentwood, TN, registered since 1999. It reports $4B in assets under management across 7,236 accounts, with 31 employees. Its 43 registered representatives work across 4 branch offices in 1 state.

Reported AUM

$4B

Discretionary

90%

Accounts

7,236

Average account

$558K

Employees

31

Registered reps

43

Branch offices

4

Registered since

1999

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Selection of Other Advisors

Client types

• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Commissions, Fixed Fees and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Insurance
• Investment Advisory Services
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Private Placements
• Retirement/Pension Products
• Stock
• Variable Life Insurance & Annuities

Executive officers 3 of 8

• Thomas Jenkins Parker President, Chief Executive Officer CRD 356789
• Daniel James Kelly Vice President of Operations, Chief Compliance Officer, Chief Financial Officer CRD 2378762
• John Sexton Atkins Member CRD 709695

5 more executive officers, with direct contact details

Registered reps 3 of 43

• Michael Francis Allan Registered Rep · Investment Adviser Rep CRD 3051
• John Sexton Atkins Insurance Agent · Registered Rep · Investment Adviser Rep CRD 709695
• Jessica Marie Barnes Insurance Agent · Registered Rep · Investment Adviser Rep CRD 6647295

40 more registered reps, with emails, phones and branch locations

Location

Headquarters

5110 Maryland Way Ste 300
Brentwood, TN 37027

County

Williamson

Metro area

Nashville-Davidson--Murfreesboro--Franklin, TN

Region

South

Branch offices

4 in 1 state, including Columbia, TN, Jackson, TN and Knoxville, TN

Registrations

• SEC registered, limited liability company formed in Tennessee
• Registered in 46 jurisdictions
• Website: thoroughbredfinancial.com

Every state, with registration dates

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