Regional Investment Services, Inc.

Overview

Regional Investment Services, Inc. is a Broker Dealer based in Orlando, FL, formed in 1999 in Ohio. Its 9 registered representatives work across 1 branch offices in 1 state.

Registered reps

9

Branch offices

1

Formed

1999

Jurisdictions

51

Contact

1 phone number on file

Practice

Products and services

• Insurance
• Mutual Fund/Retailer
• Mutual Funds
• Retirement/Pension Products
• Variable Life Insurance & Annuities

Executive officers 2 of 2

• William Hugh McCauley Jr Chief Financial Officer, President CRD 5267440
• Ralph A Milne Chief Compliance Officer, Anti-Money Laundering Officer CRD 6034910

Registered reps 3 of 9

• Jennifer K Crowley Registered Rep CRD 5583725
• Samuel Donnell Floyd II Registered Rep CRD 6093029
• Austin Charles Germain Registered Rep CRD 7025815

6 more registered reps, with emails, phones and branch locations

Location

Headquarters

333 S Garland Ave Ste 200 Ofc 223
Orlando, FL 32801

County

Orange

Metro area

Orlando-Kissimmee-Sanford, FL

Region

South

Branch offices

1 in 1 state

Registrations

• FINRA member, corporation formed in Ohio
• Registered in 51 jurisdictions

Every state, with registration dates

Similar firms near Orlando

• International Assets Advisory, LLCOrlando, FL127 reps
• Cnl Securities Corp.Orlando, FL27 reps
• Ac Sunshine Securities LLCOrlando, FL14 reps
• Plp CapitalOrlando, FL7 reps
• S2K Financial LLCOrlando, FL6 reps