Nuveen Securities, LLC

Overview

Nuveen Securities, LLC is a Broker Dealer based in Chicago, IL, formed in 1967 in Delaware. Its 456 registered representatives work across 16 branch offices in 11 states.

Registered reps

456

Branch offices

16

Formed

1967

Jurisdictions

53

Contact

1 phone number on file

Practice

Products and services

• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Mutual Fund/Underwriter
• Other
• Private Placements
• Securities Underwriting
• Securitities of One Issuer
• Trading Securities for Own Account

Executive officers 3 of 4

• Jeffrey Dennis Carlin Chief Executive Officer CRD 2684780
• Eloho Isimeme Ovhori Chief Financial Officer CRD 8201407
• Shanita Spivey Smith Chief Compliance Officer CRD 5174146

1 more executive officer, with direct contact details

Registered reps 3 of 456

• Markus Lasse Aakko Registered Rep · Investment Adviser Rep CRD 4504583
• Carrie Elizabeth Abbott Insurance Agent · Registered Rep · Investment Adviser Rep CRD 6248372
• John William Abe Jr. Registered Rep · Investment Adviser Rep CRD 5690890

453 more registered reps, with emails, phones and branch locations

Location

Headquarters

333 W Wacker Dr
Chicago, IL 60606

County

Cook

Metro area

Chicago-Naperville-Elgin, IL-IN-WI

Region

Midwest

Branch offices

16 in 11 states, including New York, NY, Iselin, NJ and Charlotte, NC

Registrations

• FINRA member, limited liability company formed in Delaware
• Registered in 53 jurisdictions
• Website: nuveen.com

Every state, with registration dates

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