Capital One Securities, Inc.

Overview

Capital One Securities, Inc. is a Broker Dealer based in New Orleans, LA, formed in 2000 in Louisiana. Its 152 registered representatives work across 11 branch offices in 7 states.

Registered reps

152

Branch offices

11

Formed

2000

Jurisdictions

12

Contact

1 phone number on file

Practice

Products and services

• Non-Enchange Member Transactions
• Other
• Private Placements
• Securities Underwriting
• Stock

Executive officers 3 of 6

• Steven Andrew Tulip President, Director CRD 2540149
• Gabrielle Bailleux Halprin Chief Compliance Officer, Chief Financial Operations Officer, Financial and Operations Principal CRD 5087341
• Robert Mulligan Chief Compliance Officer CRD 1584973

3 more executive officers, with direct contact details

Registered reps 3 of 152

• Constancio Francisco Accibal III Registered Rep CRD 2587782
• Cara Adler Registered Rep CRD 4175386
• James Alfonso Registered Rep CRD 6078358

149 more registered reps, with emails, phones and branch locations

Location

Headquarters

201 Saint Charles Ave Ste 1830
New Orleans, LA 70170

County

Orleans

Metro area

New Orleans-Metairie, LA

Region

South

Branch offices

11 in 7 states, including Mclean, VA, Houston, TX and Chicago, IL

Registrations

• FINRA member, corporation formed in Louisiana
• Registered in 12 jurisdictions
• Website: capitalone.com/commercial/securities

Every state, with registration dates

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