Williams Trading LLC

Overview

Williams Trading LLC is a Broker Dealer based in Westport, CT, formed in 2010 in Connecticut. Its 18 registered representatives work across 1 branch offices in 1 state.

Registered reps

18

Branch offices

1

Formed

2010

Jurisdictions

31

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Non-Enchange Member Transactions
• Options
• Other
• Private Placements
• Securities Underwriting
• Stock
• Trading Securities for Own Account
• U.S Government Securities Broker

Executive officers 3 of 5

• Babak Bobby Morovati Chief Financial Officer, Financial and Operations Principal, Principal Financial Officer CRD 5650049
• David Brewster Williams Managing Member, General Securities Principal CRD 1715713
• Matthew Brian Mooney Registered Options Principal CRD 3100953

2 more executive officers, with direct contact details

Registered reps 3 of 18

• David John Ambrose Registered Rep CRD 1274980
• Michael Scott Fitzsimmons Registered Rep CRD 1382724
• Joseph Thomas Goertz Registered Rep CRD 5607738

15 more registered reps, with emails, phones and branch locations

Location

Headquarters

450 Post Rd E Ste 120
Westport, CT 06880

County

Western Ct

Metro area

Bridgeport-Stamford-Norwalk, CT

Region

Northeast

Branch offices

1 in 1 state

Registrations

• FINRA member, limited liability company formed in Connecticut
• Registered in 31 jurisdictions
• Website: wtco.com

Every state, with registration dates

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