firm profile

James Fox Securities, Inc.

BD Carlsbad, CA CRD 43632 Last verified October 2026

Overview

James Fox Securities, Inc. is a Broker Dealer based in Carlsbad, CA, formed in 1996 in Arizona. Its 1 registered representatives work across 1 branch offices in 1 state.

Registered reps: 1
Branch offices: 1
Formed: 1996
Jurisdictions: 3

Contact

1 phone number on file

Practice

Products and services: Alternative Investments
Corporate Bonds
Derivatives
Limited Partnerships Primary Distributions
Limited Partnerships Secondary Market
Mutual Fund/Retailer
Mutual Funds
Oil & Gas Partnerships
Options
Private Placements
Real Estate Syndiction
Stock

2 more

Executive officers 1 of 1

James Cephus Harding Fox Chief Compliance Officer, President CRD 502708

Registered reps 1 of 1

James Cephus Harding Fox Registered Rep CRD 502708

Location

Headquarters: 2244 Faraday Ave
Carlsbad, CA 92008
County: San Diego
Metro area: San Diego-Chula Vista-Carlsbad, CA
Region: West
Branch offices: 1 in 1 state

Registrations

FINRA member, corporation formed in Arizona
Registered in 3 jurisdictions

Every state, with registration dates

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