Sunbelt Securities, Inc.

Overview

Sunbelt Securities, Inc. is a Broker Dealer and registered investment adviser based in Houston, TX, registered since 1997. It reports $2.6B in assets under management across 6,241 accounts, with 68 employees. Its 83 registered representatives work across 14 branch offices in 4 states.

Reported AUM

$2.6B

Discretionary

100%

Accounts

6,241

Average account

$423K

Employees

68

Registered reps

83

Branch offices

14

Registered since

1997

As reported in the firm's June 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Interests in Mortgages or Other Receivables
• Investment Advisory Services
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Options
• 7 more

Executive officers 3 of 6

• David Anthony Smetek President, Secretary CRD 1246996
• Dagny Wright Young Municipal Securities Principal, Msp CRD 2050615
• Patrick Joseph Smetek Registered Options Principal, Chief Compliance Officer CRD 1052695

3 more executive officers, with direct contact details

Registered reps 3 of 83

• Belinda Gail Aucoin Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1756536
• Kenneth Reagan Barry Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1559982
• Charles William Bingham Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4877997

80 more registered reps, with emails, phones and branch locations

Location

Headquarters

2700 Post Oak Blvd Ste 1700
Houston, TX 77056

County

Harris

Metro area

Houston-The Woodlands-Sugar Land, TX

Region

South

Branch offices

14 in 4 states, including Dallas, TX, Colleyville, TX and Beaumont, TX

Registrations

• SEC registered, corporation formed in Texas
• Registered in 51 jurisdictions
• Website: sunbeltsecurities.com

Every state, with registration dates

Similar firms near Houston

• Valic Financial Advisors, Inc.Houston, TX1,343 reps
• Invesco Distributors, Inc.Houston, TX591 reps
• Usca Securities LLCHouston, TX109 reps
• Hines Private Wealth Solutions LLCHouston, TX75 reps
• First Financial Securities of America, Inc.Houston, TX49 reps