Ubs Fund Services (USA) LLC

Overview

Ubs Fund Services (USA) LLC is a Broker Dealer based in Hartford, CT, formed in 1996 in Delaware. Its 10 registered representatives work across 1 branch offices in 1 state.

Registered reps

10

Branch offices

1

Formed

1996

Jurisdictions

52

Contact

1 phone number on file

Practice

Products and services

• Private Placements

Executive officers 3 of 3

• Thomas James O'Shea President, Chief Executive Officer CRD 4803329
• Kathleen Elizabeth Horan Financial and Operations Principal, Chief Financial Officer CRD 5188874
• Nicholas Simon Pile Chief Compliance Officer CRD 2727759

Registered reps 3 of 10

• Maria C Bascetta Registered Rep CRD 5330366
• Michael Delemos Insurance Agent · Registered Rep CRD 4413888
• Kara Ann Foley Registered Rep CRD 5388916

7 more registered reps, with emails, phones and branch locations

Location

Headquarters

10 State House Sq Fl 12
Hartford, CT 06103

County

Capitol

Metro area

Hartford-East Hartford-Middletown, CT

Region

Northeast

Branch offices

1 in 1 state

Registrations

• FINRA member, limited liability company formed in Delaware
• Registered in 52 jurisdictions
• Website: ubs.com/us/en.html

Every state, with registration dates

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