Centaurus Financial, Inc.

Overview

Centaurus Financial, Inc. is a Broker Dealer and registered investment adviser based in Anaheim, CA, registered since 1993. It reports $9.7B in assets under management across 45,336 accounts, with 571 employees. Its 572 registered representatives work across 320 branch offices in 39 states.

Reported AUM

$9.7B

Discretionary

33%

Accounts

45,336

Average account

$215K

Employees

571

Registered reps

572

Branch offices

320

Registered since

1993

As reported in the firm's July 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Market Timing
• Pension Consulting
• Periodicals or Newsletters
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Interests in Mortgages or Other Receivables
• Investment Advisory Services
• Limited Partnerships Primary Distributions
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• 9 more

Executive officers 3 of 7

• James Ronald King Sr Director, Chairperson of the Board, Chief Executive Officer CRD 269927
• Westley Hayes King Director, President CRD 2527676
• Michael Peter Rubino Owner CRD 1188940

4 more executive officers, with direct contact details

Registered reps 3 of 572

• Nicholas Accetta Registered Rep CRD 6396290
• Andrew Acosta Insurance Agent · Registered Rep · Investment Adviser Rep CRD 7490281
• John Glenn Adams Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4410751

569 more registered reps, with emails, phones and branch locations

Location

Headquarters

2300 E Katella Ave Ste 200
Anaheim, CA 92806

County

Orange

Metro area

Los Angeles-Long Beach-Anaheim, CA

Region

West

Branch offices

320 in 39 states, including Irvine, CA, Las Vegas, NV and Newport Beach, CA

Registrations

• SEC registered, corporation formed in California
• Registered in 53 jurisdictions
• Website: centaurusfinancial.com

Every state, with registration dates

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