Finalis Securities LLC

Overview

Finalis Securities LLC is a Broker Dealer based in San Juan Capistrano, CA, formed in 2019 in Delaware. Its 646 registered representatives work across 7 branch offices in 2 states.

Registered reps

646

Branch offices

7

Formed

2019

Jurisdictions

53

Contact

1 phone number on file

Practice

Products and services

• Other
• Private Placements

Executive officers 3 of 3

• Michael John Mora Chief Executive Officer CRD 2648236
• David Robert Brant Financial And Operations Principal CRD 2718478
• Steven Bennett Price Chief Compliance Officer CRD 5535145

Registered reps 3 of 646

• Christine Abato Registered Rep CRD 6045141
• Michel Abud Pichardo Registered Rep CRD 6665593
• Ramsey Aburdene Registered Rep CRD 6716161

643 more registered reps, with emails, phones and branch locations

Location

Headquarters

31852 Via Puntero Ste 85550
San Juan Capistrano, CA 92675

County

Orange

Metro area

Los Angeles-Long Beach-Anaheim, CA

Region

West

Branch offices

7 in 2 states, including New York, NY, San Francisco, CA and Los Angeles, CA

Registrations

• FINRA member, limited liability company formed in Delaware
• Registered in 53 jurisdictions
• Website: finalis.com

Every state, with registration dates

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