Rincon Securities Group LLC

Overview

Rincon Securities Group LLC is a Broker Dealer based in Westlake Village, CA, formed in 2019 in Delaware. Its 4 registered representatives work across 1 branch offices in 1 state.

Registered reps

4

Branch offices

1

Formed

2019

Contact

1 phone number on file

Practice

Products and services

• Corporate Bonds
• Interests in Mortgages or Other Receivables
• Other
• Private Placements
• Securities Underwriting
• U.S Government Securities Broker

Executive officers 3 of 3

• Tad Arthur Dahlke President CRD 2581451
• Harold Brian Hermelee Managing Member CRD 1555279
• Ian Clark Smith Chief Financial Officer, Chief Compliance Officer, Financial and Operations Principal CRD 6050210

Registered reps 3 of 4

• Tad Arthur Dahlke Registered Rep CRD 2581451
• Harold Brian Hermelee Registered Rep CRD 1555279
• Susan Margaret Sloat Registered Rep CRD 2235716

1 more registered rep, with emails, phones and branch locations

Location

Headquarters

3027 Townsgate Rd Ste 230
Westlake Village, CA 91361

County

Ventura

Metro area

Oxnard-Thousand Oaks-Ventura, CA

Region

West

Branch offices

1 in 1 state

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