Shields & Company, Inc.

Overview

Shields & Company, Inc. is a Broker Dealer based in Waltham, MA, formed in 1991 in Massachusetts. Its 7 registered representatives work across 1 branch offices in 1 state.

Registered reps

7

Branch offices

1

Formed

1991

Jurisdictions

2

Contact

1 phone number on file

Practice

Products and services

• Mergers & Acquisitions
• Other
• Private Placements

Executive officers 2 of 2

• Christopher Paul Nicholas Co-Chief Executive Officer, Continuing Education Principal CRD 5260410
• Evan Benedict Ricker Co-Chief Executive Officer, Chief Compliance Officer, Financial and Operations Principal CRD 6054388

Registered reps 3 of 7

• John Charles Donahue Registered Rep CRD 7963798
• Kevin John Jolley Registered Rep CRD 4047876
• Tucker Lamb Registered Rep CRD 8137254

4 more registered reps, with emails, phones and branch locations

Location

Headquarters

800 South St Ste 160
Waltham, MA 02453

County

Middlesex

Metro area

Boston-Cambridge-Newton, MA-NH

Region

Northeast

Branch offices

1 in 1 state

Registrations

• FINRA member, corporation formed in Massachusetts
• Registered in 2 jurisdictions
• Website: shieldsco.com

Every state, with registration dates

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