First Trust Portfolios L.P.

Overview

First Trust Portfolios L.P. is a Broker Dealer based in Wheaton, IL, formed in 1991 in Illinois. Its 708 registered representatives work across 4 branch offices in 4 states.

Registered reps

708

Branch offices

4

Formed

1991

Jurisdictions

52

Contact

1 phone number on file

Practice

Products and services

• Corporate Bonds
• Municipal Securities Dealer
• Mutual Funds
• Mutual Fund/Underwriter
• Securities Underwriting
• Trading Securities for Own Account

Executive officers 3 of 7

• James Allen Bowen Chief Executive Officer CRD 1123316
• Andrew Scott Roggensack President CRD 1582059
• David Gerard McGarel Chief Operating Officer, Managing Director CRD 2945880

4 more executive officers, with direct contact details

Registered reps 3 of 708

• Daniel Affetto Registered Rep · Investment Adviser Rep CRD 4685977
• Daniel Michael Affetto Registered Rep · Investment Adviser Rep CRD 8293148
• Giorgio Alessandria Registered Rep · Investment Adviser Rep CRD 8297349

705 more registered reps, with emails, phones and branch locations

Location

Headquarters

120 E Liberty Dr Ste 400
Wheaton, IL 60187

County

DuPage

Metro area

Chicago-Naperville-Elgin, IL-IN-WI

Region

Midwest

Branch offices

4 in 4 states, including Austin, TX, Franklin, TN and Naples, FL

Registrations

• FINRA member, partnership formed in Illinois
• Registered in 52 jurisdictions
• Website: ftportfolios.com

Every state, with registration dates

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