Bny Mellon Securities Corporation

Overview

Bny Mellon Securities Corporation is a Broker Dealer and registered investment adviser based in New York, NY, registered since 1968. It reports $8.4B in assets under management across 3,732 accounts, with 253 employees. Its 440 registered representatives work across 17 branch offices in 7 states.

Reported AUM

$8.4B

Discretionary

8%

Accounts

3,732

Average account

$2.3M

Employees

253

Registered reps

440

Branch offices

17

Registered since

1968

As reported in the firm's June 2026 filing.

Contact

1 phone number on file

Practice

Services

• Individuals or Small Business
• Other Advisory Services
• Portfolio Management for Businesses or Institutional Clients

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Other clients
• Pension/Profit Sharing Plan

Fee structure

Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Kiosk Activities - Bank
• Limited Partnerships Primary Distributions
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• 11 more

Executive officers 3 of 9

• Joseph Schultz President And Director CRD 2518395
• Gregory John Pasquale Chief Financial Officer, Treasurer, Financial and Operations Principal CRD 6562167
• Hal Robert Marquit Registered Options and Security Futures Principal, Senior Registered Options Principal, Compliance Registered Options Principal CRD 1530120

6 more executive officers, with direct contact details

Registered reps 3 of 440

• Chelsea Nicole Adams Registered Rep CRD 8129188
• Craig Adam Aframe Registered Rep CRD 4610334
• Dominic Agate Registered Rep CRD 5155767

437 more registered reps, with emails, phones and branch locations

Location

Headquarters

240 E Greenwich St
New York, NY 10007

County

New York

Metro area

New York-Newark-Jersey City, NY-NJ-PA

Region

Northeast

Branch offices

17 in 7 states, including Pittsburgh, PA, Boston, MA and Berkeley Heights, NJ

Registrations

• SEC registered, corporation formed in New York
• Registered in 53 jurisdictions
• Website: bnymellon.com/us/en.html

Every state, with registration dates

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