Rice Financial Products Company

Overview

Rice Financial Products Company is a Broker Dealer based in Nashville, TN, formed in 2009 in Delaware. Its 15 registered representatives work across 5 branch offices in 5 states.

Registered reps

15

Branch offices

5

Formed

2009

Jurisdictions

53

Contact

1 phone number on file

Practice

Products and services

• Corporate Bonds
• Municipal Securities Broker
• Municipal Securities Dealer
• Options
• Private Placements
• Stock
• U.S Government Securities Broker
• U.S Government Securities Dealer

Executive officers 3 of 3

• James Donald Rice Jr Chairperson, Chief Executive Officer, Chief Compliance Officer CRD 1414533
• Karen Nazzareno Financial and Operations Principal CRD 5813844
• Thomas Charles Hack Rosfp CRD 870520

Registered reps 3 of 15

• Timothy Peter Barbera Registered Rep CRD 2776499
• Vikas Dayal Registered Rep CRD 5187274
• Abe R Emile Registered Rep CRD 7355742

12 more registered reps, with emails, phones and branch locations

Location

Headquarters

4235 Hillsboro Pike Ste 300
Nashville, TN 37215

County

Davidson

Metro area

Nashville-Davidson--Murfreesboro--Franklin, TN

Region

South

Branch offices

5 in 5 states, including Atlanta, GA, Houston, TX and Miami, FL

Registrations

• FINRA member, limited liability company formed in Delaware
• Registered in 53 jurisdictions
• Website: ricefinancialproducts.com

Every state, with registration dates

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