Umb Financial Services, Inc.

Overview

Umb Financial Services, Inc. is a Broker Dealer and registered investment adviser based in Kansas City, MO, registered since 1985. It reports $5M in assets under management across 1 accounts, with 55 employees. Its 116 registered representatives work across 17 branch offices in 9 states.

Reported AUM

$5M

Accounts

1

Employees

55

Registered reps

116

Branch offices

17

Registered since

1985

Jurisdictions

52

As reported in the firm's September 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients

Fee structure

Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Kiosk Activities - Bank
• Kiosk Activities - Insurance
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Options
• Private Placements
• 7 more

Executive officers 3 of 6

• Angela Gaye Gates Financial and Operations Principal, President, Director CRD 2626070
• Christopher Sheldon Long Chief Compliance Officer CRD 6076540
• Jeffrey Thomas Maxwell Chief Administrative Officer, Senior Vice President CRD 2626068

3 more executive officers, with direct contact details

Registered reps 3 of 116

• Chloe Elizabeth Alexander Registered Rep · Investment Adviser Rep CRD 6930043
• Deborah Lucille Alexander Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4444456
• Gregory A Aman Insurance Agent · Registered Rep · Investment Adviser Rep CRD 3183807

113 more registered reps, with emails, phones and branch locations

Location

Headquarters

928 Grand Blvd
Kansas City, MO 64106

County

Jackson

Metro area

Kansas City, MO-KS

Region

Midwest

Branch offices

17 in 9 states, including Dallas, TX, Clayton, MO and Belleville, IL

Registrations

• SEC registered, corporation formed in Missouri
• Registered in 52 jurisdictions
• Website: umb.com

Every state, with registration dates

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