Third Seven Capital LLC

Overview

Third Seven Capital LLC is a Broker Dealer based in Greenwich, CT, formed in 2011 in Delaware. Its 46 registered representatives work across 3 branch offices in 3 states.

Registered reps

46

Branch offices

3

Formed

2011

Jurisdictions

53

Contact

1 phone number on file

Practice

Products and services

• Corporate Bonds
• Mutual Fund/Retailer
• Mutual Funds
• Other
• Private Placements
• Securities Underwriting
• Stock
• Variable Life Insurance & Annuities

Executive officers 3 of 3

• Nicholas Mark Ledger Chief Executive Officer, Chief Financial Officer CRD 6779287
• Daniel Scott Sakol Financial and Operations Principal CRD 2813237
• Monica Lisa Difiore Chief Compliance Officer CRD 2966552

Registered reps 3 of 46

• Heather Adrienne Ahrens Registered Rep CRD 2376084
• Michael E Block Registered Rep CRD 2155607
• Paul Scott Buckley Registered Rep CRD 2086233

43 more registered reps, with emails, phones and branch locations

Location

Headquarters

67 Holly Hill Ln Fl 33
Greenwich, CT 06830

County

Western Ct

Metro area

Bridgeport-Stamford-Norwalk, CT

Region

Northeast

Branch offices

3 in 3 states, including Palm Beach Gardens, FL and Wall Township, NJ

Registrations

• FINRA member, limited liability company formed in Delaware
• Registered in 53 jurisdictions
• Website: thirdsevencapital.com

Every state, with registration dates

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