Smi Capital Markets LLC

Overview

Smi Capital Markets LLC is a Broker Dealer based in Bellevue, WA, formed in 2009 in New York. Its 3 registered representatives work across 3 branch offices in 2 states.

Registered reps

3

Branch offices

3

Formed

2009

Jurisdictions

4

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Interests in Mortgages or Other Receivables
• Limited Partnerships Primary Distributions
• Mergers & Acquisitions
• Other
• Private Placements
• Real Estate Syndiction

Executive officers 3 of 3

• Kenin Mathew Spivak Chief Executive Officer CRD 6555860
• Edward Thomas Swanson President CRD 6584165
• Dale Alan Garnett Chief Compliance Officer, Chief Financial Officer CRD 724756

Registered reps 3 of 3

• Michele Frances Eheler-Chen Registered Rep CRD 7248293
• Dale Alan Garnett Registered Rep CRD 724756
• Kenin Mathew Spivak Registered Rep CRD 6555860

Location

Headquarters

2018 156th Ave NE Ste 100 Bldg F
Bellevue, WA 98007

County

King

Metro area

Seattle-Tacoma-Bellevue, WA

Region

West

Branch offices

3 in 2 states, including Altadena, CA

Registrations

• FINRA member, limited liability company formed in New York
• Registered in 4 jurisdictions
• Website: smigllc.com

Every state, with registration dates

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