Harbor View Advisors, LLC

Overview

Harbor View Advisors, LLC is a Broker Dealer based in Neptune Beach, FL, formed in 2009 in Florida. Its 12 registered representatives work across 2 branch offices in 2 states.

Registered reps

12

Branch offices

2

Formed

2009

Jurisdictions

6

Contact

1 phone number on file

Practice

Products and services

• Other
• Private Placements

Executive officers 3 of 3

• Carolyn Buff Mathis Chief Executive Officer, Chief Financial Officer, Chief Compliance Officer CRD 1785632
• Elizabeth Sarah Collins Financial and Operations Principal CRD 4714831
• John Kenneth Mathis Partner CRD 4145947

Registered reps 3 of 12

• Lori Jean Adams Registered Rep CRD 1753373
• Katherine Anne Carlo Registered Rep CRD 7397007
• Tyler Alexander Eure Registered Rep CRD 5987720

9 more registered reps, with emails, phones and branch locations

Location

Headquarters

310 3rd St Ste 201
Neptune Beach, FL 32266

County

Duval

Metro area

Jacksonville, FL

Region

South

Branch offices

2 in 2 states, including New York, NY

Registrations

• FINRA member, limited liability company formed in Florida
• Registered in 6 jurisdictions
• Website: harborviewadvisors.com

Every state, with registration dates

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