Mundial Financial Group, LLC

Overview

Mundial Financial Group, LLC is a Broker Dealer based in New York, NY, formed in 2008 in California. Its 4 registered representatives work across 1 branch offices in 1 state.

Registered reps

4

Branch offices

1

Formed

2008

Jurisdictions

53

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Other
• Private Placements
• Stock
• U.S Government Securities Broker

Executive officers 3 of 3

• Charles David Smulevitz Chief Executive Officer, General Securities Principal, Chief Compliance Officer CRD 5099387
• Michael A Bravin Head of Trading, General Securities Principal CRD 2758037
• Monique Victoria Romero Financial and Operations Principal, Principal Financial Officer, Principal Operations Officer CRD 6712654

Registered reps 3 of 4

• Benjamin Harod Cohen Registered Rep CRD 6108436
• Aaron Yehuda Krischer Registered Rep CRD 8208905
• Emma Lee Lynds Registered Rep CRD 7266263

1 more registered rep, with emails, phones and branch locations

Location

Headquarters

477 Madison Ave Fl 6
New York, NY 10022

County

New York

Metro area

New York-Newark-Jersey City, NY-NJ-PA

Region

Northeast

Branch offices

1 in 1 state

Registrations

• FINRA member, limited liability company formed in California
• Registered in 53 jurisdictions
• Website: mundialfinancialgroup.com

Every state, with registration dates

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