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firm profile

Rockfleet Financial Services, Inc

BDRIA Sarasota, FL CRD 149325 Last verified October 2026

Overview

Rockfleet Financial Services, Inc is a Broker Dealer and registered investment adviser based in Sarasota, FL, registered since 2010. It reports $956K in assets under management across 1 accounts, with 10 employees. Its 3 registered representatives work across 1 branch offices in 1 state.

Reported AUM
$956K
Accounts
1
Employees
10
Registered reps
3
Branch offices
1
Registered since
2010
Jurisdictions
2

As reported in the firm's January 2026 filing.

Contact

1 phone number on file

Practice

Services
  • Financial Planning
  • Individuals or Small Business
  • Portfolio Management for Businesses or Institutional Clients
  • Selection of Other Advisors
Client types
  • Corporations/Businesses
Fee structure
Fixed Fees, Hourly Charges and Percentage of Assets
Products and services
  • Corporate Bonds
  • Investment Advisory Services
  • Municipal Securities Broker
  • Municipal Securities Dealer
  • Mutual Fund/Retailer
  • Options
  • Private Placements
  • Securities of Non-Profit Organizations
  • Securities Underwriting
  • U.S Government Securities Broker

Executive officers 1 of 1

Registered reps 3 of 3

Location

Headquarters
8586 Potter Park Dr Ste 1402
Sarasota, FL 34238
County
Sarasota
Metro area
North Port-Sarasota-Bradenton, FL
Region
South
Branch offices
1 in 1 state

Registrations

  • State registered, corporation formed in Delaware
  • Registered in 2 jurisdictions
  • Website: rockfleetfinancial.com

Every state, with registration dates

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