Em Securities LLC

Overview

Em Securities LLC is a Broker Dealer based in New York, NY, formed in 2008 in Delaware. Its 18 registered representatives work across 2 branch offices in 2 states.

Registered reps

18

Branch offices

2

Formed

2008

Jurisdictions

2

Contact

1 phone number on file

Practice

Products and services

• Other
• Private Placements
• Securities Underwriting

Executive officers 2 of 2

• Kathy Khatina Efrem Financial and Operations Principal CRD 3248100
• Robert Gerard Stanley Jr Principal, Chief Compliance Officer CRD 2777864

Registered reps 3 of 18

• Catherine Faye Belveal Registered Rep CRD 7386134
• Tucker Pennock Brown Registered Rep CRD 5712795
• Carmen Elizabeth Carpenter Registered Rep CRD 5735009

15 more registered reps, with emails, phones and branch locations

Location

Headquarters

405 Lexington Ave Fl 19
New York, NY 10174

County

New York

Metro area

New York-Newark-Jersey City, NY-NJ-PA

Region

Northeast

Branch offices

2 in 2 states, including Los Angeles, CA

Registrations

• FINRA member, limited liability company formed in Delaware
• Registered in 2 jurisdictions

Every state, with registration dates

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