Lockton Investment Securities, LLC

Overview

Lockton Investment Securities, LLC is a Broker Dealer based in Overland Park, KS, formed in 2016 in Missouri. Its 44 registered representatives work across 3 branch offices in 3 states.

Registered reps

44

Branch offices

3

Formed

2016

Jurisdictions

52

Contact

1 phone number on file

Practice

Products and services

• Insurance
• Mutual Fund/Retailer
• Mutual Funds
• Other
• Private Placements
• Retirement/Pension Products
• Variable Life Insurance & Annuities

Executive officers 3 of 3

• Suzette Michelle Clark President CRD 3153620
• Susan Ann Hayes Financial and Operations Principal, Chief Financial Officer CRD 2856326
• Deirdre Marian Patten Cco CRD 1357509

Registered reps 3 of 44

• Robert Nelson Andrew Jr. Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1874460
• Clayton Allen Arvola Insurance Agent · Registered Rep CRD 6168425
• Robert James Aschentrop Registered Rep CRD 7841864

41 more registered reps, with emails, phones and branch locations

Location

Headquarters

7045 College Blvd Ste 900
Overland Park, KS 66211

County

Johnson

Metro area

Kansas City, MO-KS

Region

Midwest

Branch offices

3 in 3 states, including Denver, CO and Kansas City, MO

Registrations

• FINRA member, limited liability company formed in Missouri
• Registered in 52 jurisdictions
• Website: global.lockton.com

Every state, with registration dates

Similar firms near Overland Park

• Creativeone Securities, LLCOverland Park, KS199 reps
• Msec, LLCOverland Park, KS117 reps
• Cboe Trading, Inc.Overland Park, KS52 reps
• Cu Investment Solutions LLCOverland Park, KS36 reps
• Cabin Securities, Inc.Overland Park, KS20 reps