Emerson Equity LLC

Overview

Emerson Equity LLC is a Broker Dealer and registered investment adviser based in San Mateo, CA, registered since 2004. It reports $322M in assets under management across 682 accounts, with 343 employees. Its 222 registered representatives work across 66 branch offices in 15 states.

Reported AUM

$322M

Discretionary

67%

Accounts

682

Average account

$472K

Employees

343

Registered reps

222

Branch offices

66

Registered since

2004

As reported in the firm's September 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Other Advisory Services
• Selection of Other Advisors

Client types

• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Oil & Gas Partnerships
• Options
• Private Placements
• 6 more

Executive officers 3 of 3

• Dominic Julio Baldini Managing Member, President, General Securities Principal CRD 3082081
• Kathleen Frances Morrissey Chief Operating Officer CRD 1771747
• Sean Kristian Snyder Chief Strategy Officer CRD 1860842

Registered reps 3 of 222

• Maria Helena Arega Insurance Agent · Registered Rep CRD 5624253
• Erick Baer Insurance Agent · Registered Rep · Investment Adviser Rep CRD 2647074
• Andrew Courtice Bagnall Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4331728

219 more registered reps, with emails, phones and branch locations

Location

Headquarters

155 Bovet Rd Ste 725
San Mateo, CA 94402

County

San Mateo

Metro area

San Francisco-Oakland-Berkeley, CA

Region

West

Branch offices

66 in 15 states, including Denver, CO, Irvine, CA and Reno, NV

Registrations

• SEC registered, limited liability company formed in California
• Registered in 53 jurisdictions
• Website: emersonequity.com

Every state, with registration dates

Similar firms near San Mateo

• Franklin Distributors, LLCSan Mateo, CA768 reps
• Matthews South, LLCSan Mateo, CA12 reps
• Btig, LLCSan Francisco, CA524 reps
• Citizens Jmp Securities, LLCSan Francisco, CA479 reps
• Assetmark Brokerage, LLCConcord, CA369 reps