Uob Global Equity Sales LLC

Overview

Uob Global Equity Sales LLC is a Broker Dealer based in New York, NY, formed in 2002 in New York. Its 7 registered representatives work across 2 branch offices in 1 state.

Registered reps

7

Branch offices

2

Formed

2002

Jurisdictions

1

Contact

1 phone number on file

Practice

Products and services

• Private Placements

Executive officers 3 of 3

• David Tuvia Goss Chief Executive Officer CRD 4375267
• Robert Anthony Fortino Financial and Operations Principal CRD 1905741
• Howard Craig Berkenfeld Chief Compliance Officer CRD 1932766

Registered reps 3 of 7

• Howard Craig Berkenfeld Registered Rep CRD 1932766
• Guy Hugues Cohen Registered Rep CRD 2002649
• Robert Anthony Fortino Registered Rep CRD 1905741

4 more registered reps, with emails, phones and branch locations

Location

Headquarters

592 5th Ave Ste 602
New York, NY 10036

County

New York

Metro area

New York-Newark-Jersey City, NY-NJ-PA

Region

Northeast

Branch offices

2 in 1 state, including Paris,

Registrations

• FINRA member, limited liability company formed in New York
• Registered in 1 jurisdiction
• Website: uobglobal.com

Every state, with registration dates

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