Brock Securities LLC

Overview

Brock Securities LLC is a Broker Dealer based in New York, NY, formed in 2002 in Delaware. Its 8 registered representatives work across 1 branch offices in 1 state.

Registered reps

8

Branch offices

1

Formed

2002

Jurisdictions

4

Contact

1 phone number on file

Practice

Products and services

• Other
• Private Placements
• Securities Underwriting

Executive officers 2 of 2

• Thomas John Hopkins Financial and Operations Principal CRD 1835087
• Charles Lawrence Brock Chief Compliance Officer CRD 5758862

Registered reps 3 of 8

• Albert Constantine Bellas Registered Rep CRD 17568
• Christoph Thomas Bene Registered Rep CRD 4386028
• Charles Lawrence Brock Registered Rep CRD 5758862

5 more registered reps, with emails, phones and branch locations

Location

Headquarters

505 Park Ave Fl 14
New York, NY 10022

County

New York

Metro area

New York-Newark-Jersey City, NY-NJ-PA

Region

Northeast

Branch offices

1 in 1 state

Registrations

• FINRA member, limited liability company formed in Delaware
• Registered in 4 jurisdictions
• Website: brockcapital.com

Every state, with registration dates

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