The Vertical Group

Overview

The Vertical Group is a Broker Dealer based in Red Bank, NJ, formed in 2005 in New York. Its 13 registered representatives work across 3 branch offices in 2 states.

Registered reps

13

Branch offices

3

Formed

2005

Jurisdictions

31

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Inter-Dealer Markers in Corporate Securities
• Municipal Securities Broker
• Municipal Securities Dealer
• Options
• Other
• Private Placements
• Securities Underwriting
• Stock
• Trading Securities for Own Account
• 2 more

Executive officers 2 of 2

• Robert Andrew Schaffer Chief Executive Officer, Executive Representative, General Securities Principal CRD 2743384
• Thomas Dominick Martin Financial and Operations Principal, General Securities Principal, Chief Compliance Officer CRD 2363939

Registered reps 3 of 13

• Kevin Thomas Backus Registered Rep CRD 4225502
• Christopher David Fargnoli Registered Rep CRD 4786256
• Michael Ryan Foster Registered Rep CRD 7938761

10 more registered reps, with emails, phones and branch locations

Location

Headquarters

130 Maple Ave
Red Bank, NJ 07701

County

Monmouth

Metro area

New York-Newark-Jersey City, NY-NJ-PA

Region

Northeast

Branch offices

3 in 2 states, including Miami, FL and Weston, FL

Registrations

• FINRA member, limited liability company formed in New York
• Registered in 31 jurisdictions
• Website: vertgrp.com

Every state, with registration dates

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