Rbc Securities, Inc

Overview

Rbc Securities, Inc is a Broker Dealer and registered investment adviser based in Los Angeles, CA, registered since 2000. It reports $1.5B in assets under management across 1,781 accounts, with 186 employees. Its 181 registered representatives work across 21 branch offices in 5 states.

Reported AUM

$1.5B

Discretionary

100%

Accounts

1,781

Average account

$851K

Employees

186

Registered reps

181

Branch offices

21

Registered since

2000

As reported in the firm's September 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Other Fees and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Investment Advisory Services
• Kiosk Activities - Bank
• Kiosk Activities - Insurance
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Options
• 7 more

Executive officers 3 of 7

• William John Maguire Jr President, Chief Executive Officer CRD 2040885
• Ivor Patrick O'Keeffe Chief Operating Officer, Board Director CRD 2397120
• Richard Joseph Barton Chief Compliance Officer CRD 2040869

4 more executive officers, with direct contact details

Registered reps 3 of 181

• Lilyana Aiwas Insurance Agent · Registered Rep CRD 7028974
• Andrew Peale Allen Registered Rep · Investment Adviser Rep CRD 6707613
• Alison Amarando-Kilmurray Registered Rep CRD 4594087

178 more registered reps, with emails, phones and branch locations

Location

Headquarters

555 S Flower St Fl 11
Los Angeles, CA 90071

County

Los Angeles

Metro area

Los Angeles-Long Beach-Anaheim, CA

Region

West

Branch offices

21 in 5 states, including New York, NY, Irvine, CA and Glendale, CA

Registrations

• SEC registered, corporation formed in California
• Registered in 51 jurisdictions
• Website: cnb.com

Every state, with registration dates

Similar firms near Los Angeles

• Houlihan Lokey Capital, Inc.Los Angeles, CA1,243 reps
• Capital Client Group, Inc.Los Angeles, CA760 reps
• Gt Securities, Inc.Los Angeles, CA338 reps
• Ares Management Capital Markets LLCLos Angeles, CA284 reps
• Signature Estate Securities, LLCLos Angeles, CA164 reps