Broker Dealers in Maine
1,283 Broker Dealers are registered in Maine. 92 of them have branch offices here, where 1,445 registered reps work.
#42 of 52 by Broker Dealer offices. Each firm is counted once.
The largest Broker Dealers in Maine, by reps at Maine offices.
| Firm | Reps here | Offices here | Reps in all | Headquarters |
|---|---|---|---|---|
| Foreside Fund Services, LLC | 144 | 1 | 1,269 | Portland, ME |
| LPL Financial LLCalso an RIA firm | 109 | 58 | 32,870 | Fort Mill, SC |
| Quasar Distributors, LLC | 90 | 1 | 283 | Portland, ME |
| Ameriprise Financial Services, LLCalso an RIA firm | 87 | 27 | 14,183 | Minneapolis, MN |
| Edward Jonesalso an RIA firm | 82 | 56 | 25,325 | Saint Louis, MO |
| UBS Financial Services Inc.also an RIA firm | 52 | 5 | 10,549 | Weehawken, NJ |
| Morgan Stanleyalso an RIA firm | 51 | 2 | 26,525 | Purchase, NY |
| Raymond James Financial Services, Inc. | 48 | 24 | 7,232 | St Petersburg, FL |
| Commonwealth Financial Networkalso an RIA firm | 44 | 19 | 2,947 | Waltham, MA |
| PFS Investments Inc.also an RIA firm | 42 | 8 | 19,375 | Duluth, GA |
Cities with the most offices
Broker Dealer branch offices in each city.
Headquartered in Maine
21 Broker Dealers are headquartered in Maine. The largest by reps: Foreside Fund Services, LLC, Foreside Financial Services, LLC, Quasar Distributors, LLC, Funds Distributor, LLC and Foreside Funds Distributors LLC.
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Maine Broker Dealers, answered.
How many Broker Dealers are registered in Maine?
1,283 Broker Dealers are registered in Maine. 92 of them have branch offices there, and 21 are headquartered there.
Which Broker Dealers have the most reps in Maine?
Foreside Fund Services, LLC (144 reps at 1 office), LPL Financial LLC (109 reps at 58 offices) and Quasar Distributors, LLC (90 reps at 1 office).
How many reps work at Broker Dealer offices in Maine?
1,445 registered representatives work at 456 Broker Dealer branch offices in Maine.
Why are so many Broker Dealers registered in every state?
A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered in Maine means a Broker Dealer registered to do business there; most large firms register in nearly every state. Offices are the branch offices of firms registered there, with the number of reps on record at each. Headquartered counts firms registered there whose main office is there too. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
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