Broker Dealers in the District of Columbia
1,453 Broker Dealers are registered in the District of Columbia. 95 of them have branch offices here, where 1,921 registered reps work.
#50 of 52 by Broker Dealer offices. Each firm is counted once.
The largest Broker Dealers in the District of Columbia, by reps at District of Columbia offices.
| Firm | Reps here | Offices here | Reps in all | Headquarters |
|---|---|---|---|---|
| Morgan Stanleyalso an RIA firm | 239 | 2 | 26,525 | Purchase, NY |
| Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso an RIA firm | 235 | 8 | 27,235 | New York, NY |
| J.P. Morgan Securities LLCalso an RIA firm | 218 | 24 | 35,531 | New York, NY |
| Missionsquare Wealth Managementalso an RIA firm | 165 | 1 | 187 | Washington, DC |
| UBS Financial Services Inc.also an RIA firm | 138 | 1 | 10,549 | Weehawken, NJ |
| Wells Fargo Clearing Services, LLCalso an RIA firm | 74 | 11 | 18,535 | Saint Louis, MO |
| Goldman Sachs & Co. LLCalso an RIA firm | 62 | 1 | 8,228 | New York, NY |
| Citigroup Global Markets Inc.also an RIA firm | 58 | 7 | 7,011 | New York, NY |
| Northwestern Mutual Investment Services, LLCalso an RIA firm | 46 | 1 | 12,255 | Milwaukee, WI |
| Raymond James & Associates, Inc.also an RIA firm | 41 | 2 | 8,581 | St Petersburg, FL |
Headquartered in the District of Columbia
17 Broker Dealers are headquartered in the District of Columbia. The largest by reps: Missionsquare Wealth Management, Compass Point Research & Trading, LLC, Folger Nolan Fleming Douglas Incorporated, Fti Capital Advisors, LLC and Hamilton Clark Sustainable Capital, Inc.
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
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District of Columbia Broker Dealers, answered.
How many Broker Dealers are registered in the District of Columbia?
1,453 Broker Dealers are registered in the District of Columbia. 95 of them have branch offices there, and 17 are headquartered there.
Which Broker Dealers have the most reps in the District of Columbia?
Morgan Stanley (239 reps at 2 offices), Merrill Lynch, Pierce, Fenner & Smith Incorporated (235 reps at 8 offices) and J.P. Morgan Securities LLC (218 reps at 24 offices).
How many reps work at Broker Dealer offices in the District of Columbia?
1,921 registered representatives work at 180 Broker Dealer branch offices in the District of Columbia.
Why are so many Broker Dealers registered in every state?
A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered in the District of Columbia means a Broker Dealer registered to do business there; most large firms register in nearly every state. Offices are the branch offices of firms registered there, with the number of reps on record at each. Headquartered counts firms registered there whose main office is there too. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
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